What we take on

AI for compliance & audit, with the evidence built in

The worst part of compliance isn't the rules. It's proving you followed them. We build workflows where policy is enforced in the work itself and every action lands on a record your examiner can walk.

Built for
  • Compliance officers
  • General counsel
  • Risk teams
  • Internal audit
  • Regulated operations leaders
Learn more
INTAKE REVIEW APPROVE FLAGGED ACTOR · TIME · REASON ON REQUEST Evidence pack
The Challenge

Being compliant is one job. Proving it is another.

Controls, attestations, filings, findings, remediation. The calendar lives in a tracker somebody maintains by hand, the scope test lives in one person’s head, and the evidence never quite ties to the register.

Without an agent

With an agent

01The obligations

Nothing tells you a control slipped.

Recurring work sits in a tracker someone updates by hand, so the one gap surfaces late.

02The scope test

Whether it’s reportable gets re-argued every time.

The test lives in one head, so the same facts land differently three months apart.

With AI in the mix

One written test, applied the same way, with the reason attached to the record.

71 prior calls read
03The evidence count

The evidence never adds up to the register.

Three places hold the count, and closing the gap is a week of screenshots.

With AI in the mix

All three148

Reconciled control by control, with the missing evidence named.

…and many more use cases

Capabilities

The AI our clients actually put to work

What we design and ship inside your operation, in whatever mix the work calls for. For many of these jobs, an agent is already built.

Ready-made AI agents for compliance and audit

Start with a done-for-you agent.

Each one starts from work we’ve already built for clients, then gets fitted to your systems and your rules, and it’s yours to keep. Live in 3 to 6 weeks, at a fixed price.

  • Filing calendar
  • Vendor risk reviews
  • Insurance certificate tracking
Case study

Compliance that records itself

Loans, brokers, commissions, and compliance on one operating layer

A specialty lender replaced spreadsheets, email queues, and manual ledgering with one system, where every loan-life event is journaled with actor, timestamp, and reason. Audits went from quarterly fire drills to read-only checks, and capital partners get the trail they ask for, on demand.

Read the case study
100%Loan-life events captured for audit
12Systems connected on one operating layer
0Spreadsheets in the commission pipeline
5 minFrom application to first underwriting view
Security & Compliance

Built to your controls, not around them

You already have policies, approval chains, and an examiner who checks all of it. We build inside your rules. That shapes the work from day one, instead of becoming a checklist at the end.

We build to your rules

Your approval chains and record-keeping rules go in from day one. If your policy says a person signs off, the system enforces it.

Not our first rodeo

Our team has worked with personal data, SOC 2 requirements, and records a regulator can ask for. Yours won't be the first security review we've answered.

You own everything we build

The code, the accounts, and the documentation are yours. Nothing to hand back at the end, and the architecture is your IP to use forever.

Where to start

One workflow, one team, or the whole department

Some teams arrive with one process that's breaking. Others want to rebuild how the department runs. We meet you where you are.

Automate your tasks

AI Agents

A proven agent for one job, like control evidence or auditor requests, set up on your systems and your rules and live in 3 to 6 weeks. It runs in your own accounts, and your people approve what matters.

See the agents →
Finally define your AI strategy

AI Jumpstart

A few weeks to map how the work really moves, audit your stack, your data, and your controls, and find where AI pays back. Delivered with a working prototype on your own files, before anyone commits to a build.

Learn about the Jumpstart →
Build what’s next

AI Deployment Studio

Your prototypes built into production software by a lean team that stays through launch, rollout, and your first audit on the new system. The code is yours, in your own accounts.

Learn about the Studio →
Questions

What teams ask us first

Does AI make compliance decisions?
No. AI does the checkable work: it reads documents, matches records, flags exceptions, and assembles evidence. Decisions that need a person and a documented reason get one, and the system enforces that. If your policy says a compliance officer signs off, the workflow doesn't move without the sign-off, and the record shows who gave it and why.
What does the audit trail actually capture?
Actor, time, and reason on every event, tied back to the source documents. When a file moves, a control runs, or an exception gets cleared, the record shows who did it, when, and on what basis. Because the trail is designed alongside the workflow rather than reconstructed afterward, answering a request means reading the record instead of rebuilding it.
Will this satisfy our examiner?
We don't speak for your examiner, and we'd be wary of anyone who does. What we build toward is a simpler claim: when the question comes, your answer comes from the record, not from a scramble. Policy enforced in the workflow, exceptions flagged when they happen, and evidence assembled on demand tend to make those conversations shorter.
What about model risk and explainability?
The work we give AI is the checkable kind: extraction, matching, routing, and assembly. Every output carries its source, so a reviewer can trace any field back to the document it came from and confirm it in seconds. Nothing in the system asks you to defend a judgment a model made, because the judgments stay with your people.
What's the first control worth automating?
The control you’re proving by hand today. The one where evidence means screenshots and exports is usually the one where a built-in trail pays back first. That’s the job of control evidence, an agent we fit to your framework, your systems and your control owners in 3 to 6 weeks.